Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RLUM Limited
FRN 144032
- [FCA CF] Manager of certification employee (since 7 Feb 2024)
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Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Manager of certification employee (since 7 Feb 2024)
- [FCA CF] Material risk taker (since 1 Apr 2022)
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Manager of certification employee (since 2 Feb 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)
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- CF27 Investment Management (28 Dec 2005 to 13 Jul 2007)
- CF26 Customer Trading (1 Mar 2004 to 5 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.