Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited

    FRN 144032

    • [FCA CF] Manager of certification employee (since 7 Feb 2024)
    • [FCA CF] Manager of certification employee (since 7 Feb 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • [FCA CF] Manager of certification employee (since 2 Feb 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (28 Dec 2005 to 13 Jul 2007)
    • CF26 Customer Trading (1 Mar 2004 to 5 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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