Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marsham Investment Management LLP
FRN 752601
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF4 Partner (14 Oct 2016 to 8 Dec 2019)
- CF30 Customer (14 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Oct 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (17 May 2016 to 13 Oct 2016)
- CF4 Partner (AR) (17 May 2016 to 13 Oct 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.