Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (9 Sep 2024 to 13 May 2025)
    • [FCA CF] Manager of certification employee (5 Sep 2022 to 13 May 2025)
    • [FCA CF] Material risk taker (5 Sep 2022 to 13 May 2025)
    • [FCA CF] Client dealing (5 Sep 2022 to 13 May 2025)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (9 Sep 2024 to 13 May 2025)
    • [FCA CF] Manager of certification employee (5 Sep 2022 to 13 May 2025)
    • [FCA CF] Client dealing (5 Sep 2022 to 13 May 2025)
    • [FCA CF] Material risk taker (5 Sep 2022 to 13 May 2025)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • [FCA CF] Client dealing (1 Jan 2021 to 4 Sep 2022)
    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 4 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Sep 2022)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.