Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Nikko Capital Markets Limited
FRN 171935
- SMF11 Chair of the Audit Committee (since 1 Jan 2025)
- SMF10 Chair of the Risk Committee (since 21 Jan 2021)
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- CF28 Systems and controls (26 Mar 2013 to 31 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
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