Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Watermark Financial Planning Ltd (no longer approved here)

    FRN 503876

    • Employed By (14 Oct 2015 to 3 Dec 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (23 Jul 2009 to 23 Nov 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (29 Aug 2006 to 24 Apr 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2006 to 29 Aug 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (6 Apr 2005 to 19 Dec 2005)
    • CF22 Investment Adviser (Trainee) (23 Jul 2004 to 6 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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