Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Mortgage Exchange Ltd
FRN 924718
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 6 Oct 2022)
- Responsible for Insurance Distribution (since 6 Oct 2022)
- SMF16 Compliance Oversight (since 6 Oct 2022)
- SMF3 Executive Director (since 21 Jul 2020)
- [FCA CF] Functions requiring qualifications (since 21 Jul 2020)
- [FCA CF] Significant management (21 Jul 2020 to 22 Jul 2020)
- [FCA CF] Client dealing (21 Jul 2020 to 22 Jul 2020)
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- CF1 Director (AR) (17 Jan 2020 to 17 Mar 2020)
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- Employed By (17 Jan 2020 to 17 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.