Margot Waddup

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- [FCA CF] Manager of certification employee (27 Jun 2024 to 7 Apr 2025)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- [FCA CF] Manager of certification employee (27 Jun 2024 to 7 Apr 2025)
- [FCA CF] Significant management (1 Mar 2021 to 7 Apr 2025)
- CF30 Customer (4 Nov 2013 to 6 Mar 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.