Margaret Swanston Houlihan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Jan 2020)
    • CF1 Director (AR) (since 6 Jan 2020)
    • CF30 Customer (since 6 Jan 2020)
  • Fine Plan Ltd

    FRN 478242

    • (1)Employed By (since 6 Jan 2020)
    • (3)Employed By (21 Feb 2008 to 16 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Dec 2019)
    • CF1 Director (AR) (21 Feb 2008 to 16 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 16 Dec 2019)
    • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 18 Sep 2006)
  • Robert Lamont Liberty Bell (no longer approved here)

    FRN 216127

    • (3)Employed By (16 Nov 2005 to 16 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (16 Jun 2003 to 19 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 16 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.