Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 19 Nov 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2007 to 17 Sep 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Dec 2003 to 27 Jul 2005)
    • CF22 Investment Adviser (Trainee) (17 Feb 2003 to 10 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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