Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mearns & Company Limited (no longer approved here)

    FRN 465557

    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2022)
    • Responsibility for MCD Intermediation (21 Sep 2016 to 18 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 18 Jan 2018)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 May 2007 to 31 Oct 2007)
    • CF1 Director (2 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 May 2007 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (2 May 2007 to 18 Jan 2018)
    • Responsible for Insurance Mediation (2 May 2007 to 18 Jan 2018)
    • CF10 Compliance Oversight (2 May 2007 to 18 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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