Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (6 Jul 2018 to 10 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Oct 2012)
    • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (6 Jul 2018 to 10 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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