Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Impax Asset Management Limited (no longer approved here)

    FRN 197008

    • [FCA CF] Client dealing (4 Feb 2021 to 28 Mar 2023)
    • [FCA CF] Manager of certification employee (4 Feb 2021 to 28 Mar 2023)
    • [FCA CF] Significant management (4 Feb 2021 to 28 Mar 2023)
    • CF30 Customer (29 Sep 2014 to 8 Dec 2019)
  • Impax Asset Management (AIFM) Limited (no longer approved here)

    FRN 613534

    • [FCA CF] Significant management (4 Feb 2021 to 28 Mar 2023)
    • [FCA CF] Client dealing (4 Feb 2021 to 28 Mar 2023)
    • [FCA CF] Manager of certification employee (4 Feb 2021 to 28 Mar 2023)
    • CF30 Customer (29 Sep 2014 to 8 Dec 2019)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF30 Customer (25 Nov 2013 to 21 Mar 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 28 Jan 2013)
    • CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.