Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Significant management (5 Oct 2022 to 7 Mar 2024)
    • [PRA CF] Managing a material risk taker (5 Oct 2022 to 27 Nov 2023)
    • [FCA CF] Manager of certification employee (5 Oct 2022 to 27 Nov 2023)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [PRA CF] Managing a material risk taker (5 Oct 2022 to 27 Nov 2023)
    • [FCA CF] Manager of certification employee (5 Oct 2022 to 27 Nov 2023)
    • [FCA CF] Significant management (5 Oct 2022 to 7 Mar 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF20 Significant Mgt (Settlements) (7 Aug 2003 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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