Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 1 Nov 2022)
- [FCA CF] Material risk taker (1 Nov 2022 to 31 Dec 2022)
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- [FCA CF] Client dealing (1 Nov 2021 to 31 Oct 2022)
- [FCA CF] Manager of certification employee (1 Nov 2021 to 31 Oct 2022)
- [FCA CF] Material risk taker (1 Nov 2021 to 31 Oct 2022)
- CF30 Customer (7 Nov 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.