Marcus William Barnard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Numis Securities Limited (no longer approved here)
FRN 144822
- CF30 Customer (10 May 2016 to 19 Jul 2019)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (10 Nov 2014 to 29 Feb 2016)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (2 Dec 2004 to 30 Jun 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 27 Sep 2004)
Royal London Asset Management Limited (no longer approved here)
FRN 141665
- CF27 Investment Management (1 Dec 2001 to 5 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.