Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Dec 2019)
    • [FCA CF] Client dealing (since 21 Oct 2019)
    • CF30 Customer (24 Jan 2011 to 12 Nov 2014)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (24 Dec 2019 to 1 Dec 2021)
    • [FCA CF] Client dealing (30 Oct 2019 to 1 Dec 2021)
    • CF30 Customer (24 Jan 2011 to 12 Nov 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 Oct 2019)
    • CF30 Customer (1 Dec 2014 to 6 Mar 2016)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (1 Dec 2009 to 16 Dec 2010)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF30 Customer (1 Dec 2009 to 16 Dec 2010)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (1 Nov 2007 to 16 Dec 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.