Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 24 Dec 2019)
- [FCA CF] Client dealing (since 21 Oct 2019)
- CF30 Customer (24 Jan 2011 to 12 Nov 2014)
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- [FCA CF] Manager of certification employee (24 Dec 2019 to 1 Dec 2021)
- [FCA CF] Client dealing (30 Oct 2019 to 1 Dec 2021)
- CF30 Customer (24 Jan 2011 to 12 Nov 2014)
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- [FCA CF] Material risk taker (7 Mar 2016 to 17 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 17 Oct 2019)
- CF30 Customer (1 Dec 2014 to 6 Mar 2016)
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- CF30 Customer (1 Dec 2009 to 16 Dec 2010)
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- CF30 Customer (1 Dec 2009 to 16 Dec 2010)
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- CF30 Customer (1 Nov 2007 to 16 Dec 2010)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.