Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Feb 2023)
    • [FCA CF] Client dealing (since 9 Sep 2022)
    • [FCA CF] Material risk taker (24 Jul 2023 to 16 Jun 2025)
    • [FCA CF] Manager of certification employee (since 13 Feb 2023)
    • [FCA CF] Client dealing (since 9 Sep 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (7 Mar 2017 to 22 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 22 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 22 Aug 2022)
    • CF30 Customer (30 Dec 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (30 Dec 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (9 Jul 2012 to 17 Aug 2015)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF23 Corporate Finance Adviser (7 Jun 2005 to 13 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.