Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 13 Feb 2023)
- [FCA CF] Client dealing (since 9 Sep 2022)
- [FCA CF] Material risk taker (24 Jul 2023 to 16 Jun 2025)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 13 Feb 2023)
- [FCA CF] Client dealing (since 9 Sep 2022)
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- [FCA CF] Material risk taker (7 Mar 2017 to 22 Aug 2022)
- [FCA CF] Client dealing (7 Mar 2017 to 22 Aug 2022)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 22 Aug 2022)
- CF30 Customer (30 Dec 2015 to 6 Mar 2016)
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- CF30 Customer (30 Dec 2015 to 6 Mar 2016)
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- CF30 Customer (9 Jul 2012 to 17 Aug 2015)
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- CF23 Corporate Finance Adviser (7 Jun 2005 to 13 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.