Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 7 Jan 2022)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF30 Customer (2 May 2012 to 7 Jul 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF21 Investment Adviser (11 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jul 2004 to 11 Nov 2004)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2004)
    • CF27 Investment Management (1 Dec 2001 to 2 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.