Marcus Richard MacMillan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WINTERFLOOD SECURITIES LIMITED (no longer approved here)
FRN 141455
- CF30 Customer (15 Apr 2014 to 3 Feb 2015)
BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD. (no longer approved here)
FRN 190266
- CF30 Customer (5 Dec 2007 to 10 Feb 2014)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF21 Investment Adviser (24 Nov 2004 to 30 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.