Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (8 Jun 2019 to 29 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Jun 2019 to 29 Oct 2023)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF21 Investment Adviser (28 May 2004 to 3 Sep 2004)
    • CF27 Investment Management (28 May 2004 to 3 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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