Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clarity Wealth Management LLP
FRN 575252
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 11 Mar 2021)
- [FCA CF] Client dealing (since 11 Mar 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Apr 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 Jul 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jan 2004 to 27 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.