Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 11 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jul 2023)
    • [FCA CF] Client dealing (since 21 Feb 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (14 Mar 2022 to 21 Jan 2023)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Proprietary trader (13 May 2021 to 20 Dec 2021)
    • [FCA CF] Client dealing (20 Nov 2017 to 20 Dec 2021)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (10 Feb 2015 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (10 Feb 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.