Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 15 Jan 2019)
    • [FCA CF] Client dealing (since 22 Jan 2018)
    • [FCA CF] Material risk taker (since 22 Jan 2018)
    • [FCA CF] Manager of certification employee (since 15 Jan 2019)
    • [FCA CF] Client dealing (since 22 Jan 2018)
    • [FCA CF] Material risk taker (since 22 Jan 2018)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (12 Feb 2014 to 15 Aug 2014)
  • Chalkhill Partners LLP (no longer approved here)

    FRN 499335

    • CF30 Customer (27 Apr 2011 to 15 May 2013)
    • CF4 Partner (27 Apr 2011 to 15 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.