Marcus Joseph Alexander Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (15 Jan 2021 to 27 Oct 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (12 Oct 2012 to 1 Dec 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 29 Jan 2018)
    • CF1 Director (AR) (2 Apr 2012 to 29 Jan 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 Jul 2011 to 1 Apr 2012)
    • CF1 Director (AR) (22 Jul 2011 to 1 Apr 2012)
  • Owen and Associates (no longer approved here)

    FRN 146808

    • CF30 Customer (14 Feb 2011 to 28 Jul 2011)
    • CF1 Director (AR) (14 Feb 2011 to 28 Jul 2011)
  • Sovereign Wealth Management Ltd (no longer approved here)

    FRN 540813

    • Employed By (14 Feb 2011 to 31 Jan 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (26 Jan 2010 to 25 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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