Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 May 2022 to 29 Oct 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Apr 2024)
- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Apr 2024)
- Responsibility for MCD Intermediation (29 Apr 2016 to 18 Apr 2024)
- CF1 Director (11 Sep 2008 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Sep 2008 to 30 Sep 2018)
- CF8 Apportionment and Oversight (11 Sep 2008 to 31 Mar 2009)
- CF10 Compliance Oversight (11 Sep 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.