Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 21 Jan 2026)
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JPMorgan Chase Bank, National Association
FRN 124491
- SMF22 Other Local Responsibility (since 3 Oct 2025)
- [FCA CF] Manager of certification employee (10 Nov 2021 to 3 Oct 2025)
- [FCA CF] Material risk taker (10 Nov 2021 to 3 Oct 2025)
- [FCA CF] Client dealing (13 Oct 2021 to 3 Oct 2025)
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J.P. Morgan Securities plc
FRN 155240
- SMF18 Other Overall Responsibility (since 3 Oct 2025)
- [FCA CF] Manager of certification employee (10 Nov 2021 to 3 Oct 2025)
- [FCA CF] Material risk taker (10 Nov 2021 to 3 Oct 2025)
- [FCA CF] Client dealing (13 Oct 2021 to 3 Oct 2025)
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- [FCA CF] Material risk taker (10 Nov 2021 to 4 Jul 2022)
- [FCA CF] Manager of certification employee (10 Nov 2021 to 4 Jul 2022)
- [FCA CF] Client dealing (13 Oct 2021 to 4 Jul 2022)
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- [FCA CF] Client dealing (24 Feb 2017 to 30 Jul 2021)
- [FCA CF] Manager of certification employee (24 Feb 2017 to 30 Jul 2021)
- [FCA CF] Material risk taker (24 Feb 2017 to 30 Jul 2021)
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- CF30 Customer (3 Sep 2008 to 30 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.