Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 21 Jan 2026)
    • SMF22 Other Local Responsibility (since 3 Oct 2025)
    • [FCA CF] Manager of certification employee (10 Nov 2021 to 3 Oct 2025)
    • [FCA CF] Material risk taker (10 Nov 2021 to 3 Oct 2025)
    • [FCA CF] Client dealing (13 Oct 2021 to 3 Oct 2025)
    • SMF18 Other Overall Responsibility (since 3 Oct 2025)
    • [FCA CF] Manager of certification employee (10 Nov 2021 to 3 Oct 2025)
    • [FCA CF] Material risk taker (10 Nov 2021 to 3 Oct 2025)
    • [FCA CF] Client dealing (13 Oct 2021 to 3 Oct 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (10 Nov 2021 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (10 Nov 2021 to 4 Jul 2022)
    • [FCA CF] Client dealing (13 Oct 2021 to 4 Jul 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (24 Feb 2017 to 30 Jul 2021)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 30 Jul 2021)
    • [FCA CF] Material risk taker (24 Feb 2017 to 30 Jul 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (3 Sep 2008 to 30 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.