Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Jul 2014 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (14 Sep 2011 to 5 Feb 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (7 Jul 2008 to 31 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.