Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 13 Sep 2023)
    • [FCA CF] Manager of certification employee (since 5 Oct 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (8 Sep 2017 to 8 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 17 Jul 2014)
    • CF21 Investment Adviser (15 Oct 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (15 Jun 2018 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (15 Jun 2018 to 8 Mar 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (2 Oct 2014 to 18 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.