Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 13 Sep 2023)
- [FCA CF] Manager of certification employee (since 5 Oct 2022)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (8 Sep 2017 to 8 Mar 2019)
- CF30 Customer (1 Nov 2007 to 17 Jul 2014)
- CF21 Investment Adviser (15 Oct 2007 to 31 Oct 2007)
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- [FCA CF] Client dealing (15 Jun 2018 to 30 Jan 2020)
- [FCA CF] Manager of certification employee (15 Jun 2018 to 8 Mar 2019)
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- CF30 Customer (2 Oct 2014 to 18 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.