Marcus Barnes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Standard Chartered Bank
FRN 114276
- [FCA CF] Client dealing (since 29 Sep 2023)
- [FCA CF] Manager of certification employee (since 15 Jun 2023)
Pemberton Capital Advisors LLP (no longer approved here)
FRN 561640
- CF4 Partner (5 Sep 2014 to 9 Dec 2019)
- CF30 Customer (16 May 2014 to 8 Dec 2019)
Investcorp Credit Management EU Limited (no longer approved here)
FRN 446483
- CF30 Customer (5 Oct 2009 to 13 Feb 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.