Marcus Alexander Owen Brooks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 4 Apr 2025)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (12 Jul 2021 to 16 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jun 2021)
    • CF30 Customer (2 Sep 2008 to 10 Jun 2021)
    • CF1 Director (AR) (2 Sep 2008 to 10 Jun 2021)
  • I M S Financial Services (2191) (no longer approved here)

    FRN 178809

    • (3)Employed By (1 Oct 1998 to 1 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.