Marcos Alberto Diaz-Sanchez

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2022)
  • Paragon Financial Partners LLP (no longer approved here)

    FRN 711931

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2024)
    • SMF27 Partner (9 Dec 2019 to 13 Feb 2024)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (4 Jan 2016 to 8 Dec 2019)
  • Paragon Financial Partners (no longer approved here)

    FRN 231930

    • (4)Employed By (19 Oct 2012 to 31 Dec 2015)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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