Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 28 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Nov 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.