Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 19 Jun 2020)
    • [FCA CF] Client dealing (since 19 Jun 2020)
    • CF1 Director (AR) (since 17 Jun 2020)
    • CF30 Customer (since 17 Jun 2020)
    • (1)Employed By (since 17 Jun 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (5 Apr 2019 to 25 May 2020)
  • Pinnacle Wealth Management LLP (no longer approved here)

    FRN 582859

    • (42)Employed By (5 Apr 2019 to 25 May 2020)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (16 Jun 2011 to 23 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.