Marco Tacconis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tacconis Advisors & Co LLP

    FRN 457637

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 3 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (24 Nov 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (24 Nov 2006 to 22 Jan 2016)
    • CF11 Money Laundering Reporting (24 Nov 2006 to 7 Jun 2016)
    • CF21 Investment Adviser (24 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (24 Nov 2006 to 8 Dec 2019)
    • CF4 Partner (24 Nov 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Nov 2006 to 31 Oct 2007)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF27 Investment Management (12 Jan 2005 to 7 Apr 2006)
    • CF21 Investment Adviser (12 Jan 2005 to 7 Apr 2006)
    • CF22 Investment Adviser (Trainee) (29 Jun 2004 to 12 Jan 2005)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.