Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 23 Oct 2023)
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- [FCA CF] Manager of certification employee (12 Aug 2022 to 2 Oct 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 2 Oct 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.