Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 24 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 24 Dec 2025)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 14 Oct 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 14 Oct 2021)
- CF30 Customer (20 May 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 15 Aug 2008)
- CF21 Investment Adviser (14 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.