Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (10)Employed By (since 4 Sep 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Mar 2016)
    • CF30 Customer (8 Jan 2016 to 9 Feb 2016)
  • Kind Wealth Ltd (no longer approved here)

    FRN 604355

    • (8)Employed By (22 Mar 2016 to 5 Oct 2021)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (12 May 2015 to 18 Mar 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (15 Oct 2014 to 18 Mar 2016)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (19 May 2014 to 1 Sep 2014)
  • Salisbury House Limited (no longer approved here)

    FRN 169496

    • (21)Employed By (4 Oct 2012 to 24 Apr 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Oct 2012 to 24 Apr 2014)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (7 Jan 2010 to 24 Mar 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (20 Jan 2009 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Kind Wealth Ltd

  2. controlled function added: (8)Employed By at Kind Wealth Ltd

  3. controlled function added: (21)Employed By at Salisbury House Limited