Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Four Oaks Financial Services Limited
FRN 616095
- (10)Employed By (since 4 Sep 2020)
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Mar 2016)
- CF30 Customer (8 Jan 2016 to 9 Feb 2016)
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- (8)Employed By (22 Mar 2016 to 5 Oct 2021)
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- Employed By (12 May 2015 to 18 Mar 2016)
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- CF30 Customer (15 Oct 2014 to 18 Mar 2016)
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- Employed By (19 May 2014 to 1 Sep 2014)
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- (21)Employed By (4 Oct 2012 to 24 Apr 2014)
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- CF30 Customer (4 Oct 2012 to 24 Apr 2014)
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- Employed By (7 Jan 2010 to 24 Mar 2011)
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- CF30 Customer (20 Jan 2009 to 30 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Kind Wealth Ltd
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controlled function added: (8)Employed By at Kind Wealth Ltd
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controlled function added: (21)Employed By at Salisbury House Limited