Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (21 Dec 2020 to 25 Jun 2021)
    • [FCA CF] Manager of certification employee (21 Dec 2020 to 25 Jun 2021)
    • [FCA CF] Significant management (21 Dec 2020 to 25 Jun 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (2 Nov 2007 to 24 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.