Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (1 Oct 2022 to 1 Nov 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 1 Apr 2025)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (22 Feb 2021 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (22 Feb 2021 to 3 Jul 2023)
    • CF29 Significant management (19 Nov 2007 to 21 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.