Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forte Securities Limited
FRN 478424
- SMF3 Executive Director (since 9 Dec 2019)
- CF10a CASS Oversight function (3 Mar 2014 to 8 Dec 2019)
- CF1 Director (1 May 2013 to 8 Dec 2019)
- CF28 Systems and controls (1 May 2013 to 8 Dec 2019)
- CF30 Customer (1 May 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Dec 2011)
- CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 Dec 2011)
- CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
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- CF26 Customer Trading (27 Jan 2005 to 17 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.