Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (3 Mar 2014 to 8 Dec 2019)
    • CF1 Director (1 May 2013 to 8 Dec 2019)
    • CF28 Systems and controls (1 May 2013 to 8 Dec 2019)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (27 Jan 2005 to 17 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.