Marco Acaia

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 16 Jun 2023)
- [FCA CF] Client dealing (since 29 Jan 2020)
- [FCA CF] Material risk taker (since 29 Jan 2020)
Moelis & Company UK LLP (no longer approved here)
FRN 516801
- [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2019)
- CF30 Customer (30 Nov 2017 to 8 Dec 2019)
- CF4 Partner (30 Nov 2017 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Jan 2013 to 15 Apr 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.