Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Dec 2020 to 31 Jan 2022)
- SMF3 Executive Director (9 Dec 2019 to 5 Feb 2022)
- CF1 Director (9 Apr 2019 to 8 Dec 2019)
- CF30 Customer (9 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (19 Jul 2017 to 5 Jul 2018)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (21 Sep 2005 to 23 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.