Marcello Arona

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Alternatives Investment Management Limited
FRN 122011
- [FCA CF] Significant management (since 15 Feb 2025)
- SMF3 Executive Director (since 13 Jan 2025)
M & G Securities Limited
FRN 122057
- [FCA CF] Significant management (since 15 Feb 2025)
- SMF3 Executive Director (since 13 Jan 2025)
M & G Financial Services Limited
FRN 122058
- [FCA CF] Significant management (since 15 Feb 2025)
- SMF3 Executive Director (since 13 Jan 2025)
M&G Investment Management Limited
FRN 119328
- SMF2 Chief Finance (since 13 Jan 2025)
- SMF3 Executive Director (since 13 Jan 2025)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- SMF1 Chief Executive (4 Aug 2021 to 11 Dec 2024)
- SMF3 Executive Director (4 Aug 2021 to 11 Dec 2024)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- SMF3 Executive Director (4 Aug 2021 to 11 Dec 2024)
- SMF1 Chief Executive (4 Aug 2021 to 11 Dec 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.