Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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King & Shaxson Limited
FRN 179213
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (2 Jul 2018 to 8 Dec 2019)
- CF1 Director (9 May 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (8 Jan 2003 to 4 May 2004)
- CF21 Investment Adviser (28 Feb 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.