Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (16 Jul 2018 to 26 Nov 2019)
- CF10 Compliance Oversight (16 Jul 2018 to 26 Nov 2019)
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- CF10a CASS Oversight function (6 Apr 2017 to 1 Jun 2018)
- CF11 Money Laundering Reporting (6 Apr 2017 to 1 Jun 2018)
- CF10 Compliance Oversight (6 Apr 2017 to 1 Jun 2018)
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- CF10a CASS Oversight function (22 Sep 2016 to 12 Jan 2017)
- CF10 Compliance Oversight (22 Sep 2016 to 12 Jan 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.