Marc Sidney Burman

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zodiac Wealth Management Limited

    FRN 976075

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2023)
    • [FCA CF] Client dealing (since 5 Jan 2023)
    • SMF16 Compliance Oversight (since 14 Nov 2022)
    • Responsible for Insurance Distribution (since 14 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2022)
  • Wealthwise Financial Solutions Ltd (no longer approved here)

    FRN 937742

    • [FCA CF] Client dealing (10 Feb 2021 to 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (10 Feb 2021 to 1 Jun 2023)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • [FCA CF] Client dealing (1 Jan 2020 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 30 Jun 2021)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Apr 2014 to 15 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.