Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 6 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Jan 2018)
    • [FCA CF] Client dealing (since 15 Jan 2018)
    • [FCA CF] Manager of certification employee (since 15 Jan 2018)
    • [FCA CF] Material risk taker (since 15 Jan 2018)
    • CF30 Customer (2 Aug 2011 to 11 Dec 2017)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 28 Jan 2011)
    • CF22 Investment Adviser (Trainee) (4 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Jan 2005 to 3 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.