Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Jun 2016)
    • [FCA CF] Manager of certification employee (16 Nov 2017 to 23 May 2024)
    • CF30 Customer (1 Nov 2007 to 5 May 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (4 Aug 2009 to 2 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.