Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (15 Nov 2023 to 4 Oct 2024)
- SMF3 Executive Director (15 Nov 2023 to 4 Oct 2024)
- SMF16 Compliance Oversight (15 Nov 2023 to 4 Oct 2024)
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- [FCA CF] Significant management (8 Jun 2021 to 30 Jun 2022)
- [FCA CF] Material risk taker (2 Sep 2019 to 7 Jun 2021)
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- [FCA CF] Significant management (8 Jun 2021 to 30 Jun 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2021)
- CF10 Compliance Oversight (17 Apr 2019 to 30 Aug 2019)
- CF11 Money Laundering Reporting (17 Apr 2019 to 30 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.