Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 May 2023)
    • [FCA CF] Client dealing (since 26 Apr 2023)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 30 Mar 2023)
    • [FCA CF] Client dealing (1 Feb 2021 to 30 Mar 2023)
    • [FCA CF] Material risk taker (1 Feb 2021 to 30 Mar 2023)
    • [FCA CF] Significant management (1 Feb 2021 to 30 Mar 2023)
    • CF30 Customer (8 Mar 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (9 Sep 2011 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 12 Sep 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.